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Securities Compliance Group

Hours Open:
Monday:
8 AM - 5 PM
Tuesday:
8 AM - 5 PM
Wednesday:
8 AM - 5 PM
Thursday:
8 AM - 5 PM
Friday:
8 AM - 5 PM
Saturday:
CLOSED
Sunday:
CLOSED
Own this business?

Founded in 2005, Securities Compliance Group is a leading provider of legal services, compliance, and capital markets consulting to a wide range of private and public entities.

Securities Compliance Group was founded in 2005 by Adam S. Tracy, an experienced attorney and capital markets consultant. A former competitive rugby player and serial entrepreneur, Adam Tracy has a wealth of experience on both sides of the table. He has advised many companies with regards to legal, compliance and capital markets matters.

Securities Compliance Group – Providing services in the following areas of law:

Banking and Finance
Banking Law
Bankruptcy
Business Law


Capital Markets
Corporate Finance
Corporate Governance
Corporate Law

Public Finance
Securities